Standards in Healthcare and Computing

0. Learning Objectives

  • Explain why we need data standards.
  • Identify examples of hierarchical data formats and relate them to common data structures.
  • Discuss which data standards are most appropriate for which data. Give examples of informatics-specific data standards and state their domains.

1. Definition of Standards

  • Government Context: Requirements, compliance measures, or minimum qualification criteria
  • Digital Technology Context: Common technical specifications for information processing and transmission

  • Purpose of Standards:
    • Ensure compatibility and interoperability between different systems and technologies.
    • Facilitate information sharing and communication.

2. Categories of Standards

A. Data Protection Standards

  • HIPAA (Health Insurance Portability and Accountability Act): Protects patient health information in the United States.
  • FERPA (Family Educational Rights and Privacy Act): Protects student education records.
  • GDPR (General Data Protection Regulation): A regulation in EU law on data protection and privacy.

B. Accessibility Standards

  • WCAG (Web Content Accessibility Guidelines): Provides guidelines for making web content more accessible to people with disabilities.

C. Low-Level Standards

  • ASCII (American Standard Code for Information Interchange): A character encoding standard for electronic communication, defining 128 characters for use in computers and telecommunications.
    • Why 7-bit?
      • 7 bits are enough to represent 128 different characters, including all uppercase and lowercase letters, digits, punctuation marks, and control characters.
      • This allows for a compact and efficient text representation in digital systems.
    • Unicode: A standard for character encoding that covers almost all the characters and scripts used in the world, facilitating text processing in different languages.
    • IEEE 754: A technical standard for floating-point arithmetic used in computers, ensuring consistent and reliable representation of decimal numbers.

D. Networking Standards

  • TCP/IP (Transmission Control Protocol/Internet Protocol): The fundamental communication protocols for the internet.
  • HTTPS (Hypertext Transfer Protocol Secure): An extension of HTTP for secure communication over a computer network.
  • HL7v2 (Health Level Seven Version 2): A set of international standards for the transfer of clinical and administrative data between healthcare systems.
  • FHIR (Fast Healthcare Interoperability Resources): A standard for exchanging healthcare information electronically, combining the best aspects of HL7v2 and HL7v3.

E. Semantic Standards

  • Ontologies: Structured frameworks for organizing information that define the relationships between concepts in a domain.

F. Data File Standards

  • CSV (Comma-Separated Values): A simple file format used to store tabular data, such as a spreadsheet or database.
  • JSON (JavaScript Object Notation): A lightweight data interchange format that is easy for humans to read and write and easy for machines to parse and generate.
  • XML (eXtensible Markup Language): A markup language that defines a set of rules for encoding documents in a format that is both human-readable and machine-readable.
  • GeoJSON: A format for encoding a variety of geographic data structures.
  • FASTQ: A text-based format for storing nucleotide sequences, often with a corresponding quality score.

3. Interoperability in Standards

A. Importance of Interoperability

  • Allows different systems and organizations to work together (inter-operate), enhancing data sharing, communication, and collaboration.

B. Historical Milestones

  • 1945: ENIAC completed, laying the foundation for digital computing.
  • 1960: COBOL achieves portability, enabling the same code to run on different machines.
  • 1985: IEEE 754 standardizes floating-point arithmetic, ensuring consistent computations across systems.

4. Establishing a Standard

A. Processes for Standardization

  • Government Mandates: Governments may enforce standards through regulations and laws to ensure safety, security, and compatibility.
  • Payor Mandates: Insurance companies and other payors may require specific standards to ensure consistency and reliability in data exchanges.
  • Standards Organizations: Bodies like ISO, IEEE, and HL7 develop and maintain standards based on consensus among experts.
  • Market Forces: Consumer demand and competitive pressures can drive the adoption of standards.
  • Advocacy: Advocacy groups may push for standards to ensure accessibility, security, or other priorities.

5. Generic File Types and Their Usage

  • CSV (Comma-Separated Values):
    • Used for simple, tabular data storage.
    • Example in Python:

      import pandas as pd
      data = pd.read_csv("file.csv")  # Reading CSV
      data.to_csv("output.csv")       # Writing CSV
      
    • Example of a CSV file:
      name,age,city
      Alice,30,New York
      Bob,25,Los Angeles
      
  • JSON (JavaScript Object Notation):
    • Lightweight format for storing and transporting data, often used in web applications.
    • Example in Python:

      import json
      with open('data.json', 'r') as f:
          data = json.load(f)  # Reading JSON
      
      with open('output.json', 'w') as f:
          json.dump(data, f, indent=4)  # Writing JSON with indentation
      
    • Example of a JSON file:
      {
        "name": "Alice",
        "age": 30,
        "city": "New York"
      }
      
  • HDF5 (Hierarchical Data Format version 5):
    • Designed to store large amounts of data. Often used in scientific computing.
    • Example in Python:

      import h5py
      with h5py.File('data.hdf5', 'r') as f:
          dataset = f['dataset_name']  # Reading HDF5 data
      

HDF5 File Structure

  • Example of a HDF5 file:
    # HDF5 file metadata
    
  • XML (eXtensible Markup Language):
    • Structured markup language used for a wide variety of applications, including web services and configuration files.
    • Example in Python:
      import xml.etree.ElementTree as ET
      tree = ET.parse('file.xml')  # Reading XML
      root = tree.getroot()
      
    • Example of an XML file:
      <root>
        <element attribute="value">value</element>
      </root>
      

6. Specialized Data Standards

  • GeoJSON: A format for encoding a variety of geographic data structures using JavaScript Object Notation (JSON).
    • Example of a GeoJSON file:
      {
        "type": "FeatureCollection",
        "features": [{"type": "Feature", "geometry": {"type": "Point", "coordinates": [102.0, 0.5]}, "properties": {"name": "Dinagat Islands"}}]
      }
      
  • SBML (Systems Biology Markup Language): An XML-based format for representing computational models in biology.
    • Example of an SBML file:
      <sbml level="2" version="1">
        ...
      </sbml>
      
  • RDF (Resource Description Framework): A framework for representing information about resources in the web, often used in knowledge graphs.
    • Example of an RDF file:
      <?xml version="1.0" encoding="utf-8"?>
      <rdf:RDF xmlns:contact="http://www.w3.org/2000/10/swap/pim/contact#"
               xmlns:rdf="http://www.w3.org/1999/02/22-rdf-syntax-ns#">
        <rdf:Description rdf:about="http://www.w3.org/People/EM/contact#me">
          <contact:fullName>Eric Miller</contact:fullName>
          <contact:mailbox rdf:resource="mailto:e.miller123(at)example"/>
          <contact:personalTitle>Dr.</contact:personalTitle>
          <rdf:type rdf:resource="http://www.w3.org/2000/10/swap/pim/contact#Person"/>
        </rdf:Description>
      </rdf:RDF>
      

RDF File Structure

  • FASTA: A format for storing nucleotide sequences, often used in bioinformatics. (Use Bio.SeqIO to read and write FASTA files.)
    • Example of a FASTA file:
      >seq1
      ATCGATCGATCG
      >seq2
      ATCGATCGATCG
      
  • FASTQ: A format for storing nucleotide sequences with quality scores, often used in high-throughput sequencing. (Use Bio.SeqIO to read and write FASTQ files.)
    • Example of a FASTQ file:
      @seq1
      ATCGATCGATCG
      +
      #######
      

7. Healthcare Data Standards

  • HL7v2: The most widely used messaging standard in healthcare for exchanging clinical data.
  • HL7v3: XML-based, designed to provide more flexibility and structure than HL7v2.
  • FHIR (Fast Healthcare Interoperability Resources): A newer standard that integrates best practices from HL7v2 and HL7v3, focusing on ease of implementation and interoperability.

8. Discussion Points

  • Challenges in Implementing Standards:
    • Fragmentation of standards can lead to interoperability issues.
    • Different organizations may have varying requirements and capabilities.
  • Impact of International Standards:
    • Global adoption of standards can enhance cross-border healthcare collaborations and data exchanges.
  • Staying Updated:
    • Healthcare professionals must continuously educate themselves on evolving standards to ensure compliance and leverage new technologies effectively.